---
schema_version: "secwatch.filing_event.v1"
accession: "0001647639-22-000053"
form_type: "8-K"
ticker: "UPST"
cik: "0001647639"
company_name: "Upstart Holdings, Inc."
filed_at: "2022-10-11T23:59:59+00:00"
generated_at: "2026-06-23T04:25:37.853502+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Upstart GC Alison Nicoll to retire; Scott Darling named Chief Legal Officer and Corporate Secretary

## Summary
- Alison Nicoll, General Counsel and Corporate Secretary, to retire effective Nov 23, 2022.
- Scott Darling to succeed as Chief Legal Officer and Corporate Secretary, starting early December 2022.
- Anna Counselman transitions to SVP Business Operations from SVP People and Operations, effective immediately.

## SEC filing metadata
- accession: 0001647639-22-000053
- form_type: 8-K
- ticker: UPST
- cik: 0001647639
- company_name: Upstart Holdings, Inc.
- filed_at: 2022-10-11T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 5.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1647639/000164763922000053/0001647639-22-000053-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1647639/000164763922000053/upst-20221005.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001647639-22-000053
- JSON: https://secwatch.observer/filing/0001647639-22-000053.json
- Plain text: https://secwatch.observer/filing/0001647639-22-000053.txt

## Key facts
- Executive change
  Alison Nicoll departed as General Counsel and Corporate Secretary at Upstart Holdings, Inc..
  - Action: retire
  - Role: General Counsel and Corporate Secretary
  source text: Alison Nicoll, the General Counsel and Corporate Secretary of Upstart Holdings, Inc. (“Upstart”), announced her decision to retire from Upstart, effective as of November 23, 2022.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1647639/000164763922000053/0001647639-22-000053-index.htm
- Executive change
  Anna Counselman changed role as Senior Vice President, Business Operations at Upstart Holdings, Inc..
  - Action: transitioned
  - Role: Senior Vice President, Business Operations
  source text: Anna Counselman, Senior Vice President, People and Operations of Upstart, transitioned into a new role as Senior Vice President, Business Operations, effective immediately.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1647639/000164763922000053/0001647639-22-000053-index.htm
- Executive change
  Scott Darling was appointed as Chief Legal Officer and Corporate Secretary at Upstart Holdings, Inc..
  - Action: appointed
  - Role: Chief Legal Officer and Corporate Secretary
  source text: Scott Darling will be succeeding her as Chief Legal Officer and Corporate Secretary.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1647639/000164763922000053/0001647639-22-000053-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
