---
schema_version: "secwatch.filing_event.v1"
accession: "0001654954-22-015701"
form_type: "8-K"
ticker: "LPTH"
cik: "0000889971"
company_name: "LIGHTPATH TECHNOLOGIES INC"
filed_at: "2022-11-23T23:59:59+00:00"
generated_at: "2026-06-21T13:44:12.380829+00:00"
event_type: "leadership"
sentiment: "neutral"
materiality_score: 0.4
calibrated_materiality_score: 0.4
confidence: "high"
source: SEC EDGAR
---

# Two directors resign at LightPath; stockholder meeting approves plan amendment and auditor ratification

## Summary
- Directors Craig Dunham and Sohail Khan resigned effective Nov 19 and Nov 23, 2022, not due to disagreement.
- Dunham to receive 278,863 vested RSU shares; Khan to receive 503,309 vested RSU shares upon departure.
- Annual meeting on Nov 17, 2022: Dr. Menaker and Darcie Peck elected as Class I directors.
- Shareholders approved amendment to Omnibus Plan to increase shares available for grants.
- Ratified MSL, P.A. as independent registered public accounting firm for 2022.

## SEC filing metadata
- accession: 0001654954-22-015701
- form_type: 8-K
- ticker: LPTH
- cik: 0000889971
- company_name: LIGHTPATH TECHNOLOGIES INC
- filed_at: 2022-11-23T23:59:59+00:00
- event_type: leadership
- sentiment: neutral
- materiality_score: 0.4
- calibrated_materiality_score: 0.4
- confidence: high
- sec_items: 5.02, 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/889971/000165495422015701/0001654954-22-015701-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/889971/000165495422015701/lls_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001654954-22-015701
- JSON: https://secwatch.observer/filing/0001654954-22-015701.json
- Plain text: https://secwatch.observer/filing/0001654954-22-015701.txt

## Key facts
- Executive change
  Craig Dunham resigned as director at LIGHTPATH TECHNOLOGIES INC.
  - Action: resigned
  - Role: director
  source text: On November 19, 2022, Mr. Craig Dunham notified LightPath Technologies, Inc. (the “Company,” “we,” “us,” or “our”) of his resignation as a director effective immediately.
  evidence_url: https://www.sec.gov/Archives/edgar/data/889971/000165495422015701/0001654954-22-015701-index.htm
- Executive change
  Sohail Khan resigned as director at LIGHTPATH TECHNOLOGIES INC.
  - Action: resigned
  - Role: director
  source text: On November 23, 2022, Mr. Sohail Khan also notified the Company of his resignation as a director effective immediately.
  evidence_url: https://www.sec.gov/Archives/edgar/data/889971/000165495422015701/0001654954-22-015701-index.htm
- Shareholder Votes
  LIGHTPATH TECHNOLOGIES INC shareholders approved Election of Class I directors at the 2022-11-17 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2022-11-17
  source text: The results of the voting were as follows: For Withheld Broker Non-Votes Joseph Menaker 8,712,179 1,899,144 6,348,331 Darcie Peck 10,225,443 385,880 6,348,331
  evidence_url: https://www.sec.gov/Archives/edgar/data/889971/000165495422015701/0001654954-22-015701-index.htm
- Shareholder Votes
  LIGHTPATH TECHNOLOGIES INC shareholders approved Amendment to the Omnibus Plan to increase shares available for future grants at the 2022-11-17 meeting.
  - Proposal: equity plan
  - Outcome: passed
  - Meeting: 2022-11-17
  source text: The results of the voting were as follows: For Against Abstain Broker Non-Votes 9,671,495 843,641 96,187 6,348,331
  evidence_url: https://www.sec.gov/Archives/edgar/data/889971/000165495422015701/0001654954-22-015701-index.htm
- Shareholder Votes
  LIGHTPATH TECHNOLOGIES INC shareholders approved Ratification of MSL, P.A. as independent registered public accounting firm at the 2022-11-17 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2022-11-17
  source text: The results of the voting were as follows: For Against Abstain Broker Non-Votes 16,596,828 341,343 21,483 0
  evidence_url: https://www.sec.gov/Archives/edgar/data/889971/000165495422015701/0001654954-22-015701-index.htm
- Shareholder Votes
  LIGHTPATH TECHNOLOGIES INC shareholders approved Advisory vote on executive compensation at the 2022-11-17 meeting.
  - Proposal: say on pay
  - Outcome: passed
  - Meeting: 2022-11-17
  source text: The results of the voting were as follows: For Against Abstain Broker Non-Votes 8,459,981 1,902,382 248,960 6,348,331
  evidence_url: https://www.sec.gov/Archives/edgar/data/889971/000165495422015701/0001654954-22-015701-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.