---
schema_version: "secwatch.filing_event.v1"
accession: "0001654954-23-000328"
form_type: "8-K"
ticker: "LPTH"
cik: "0000889971"
company_name: "LIGHTPATH TECHNOLOGIES INC"
filed_at: "2023-01-12T23:59:59+00:00"
generated_at: "2026-06-20T16:19:54.642315+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# LightPath raises $10M in public offering of 9.09M shares at $1.10 per share; reduces ATM facility

## Summary
- Offering of 9,090,910 shares of common stock at $1.10 per share; expected to close January 17, 2023.
- Placement agent A.G.P. receives 7% cash fee on most shares sold, 3.5% on certain sales, plus $65K legal and $15K non-accountable expenses.
- Company reduces maximum aggregate offering under prior Sales Agreement with A.G.P. from $25.2M to $1.9M; no shares previously sold under that ATM.
- Securities offered under existing shelf registration statement on Form S-3 (File No. 333-262768).

## SEC filing metadata
- accession: 0001654954-23-000328
- form_type: 8-K
- ticker: LPTH
- cik: 0000889971
- company_name: LIGHTPATH TECHNOLOGIES INC
- filed_at: 2023-01-12T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/889971/000165495423000328/0001654954-23-000328-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/889971/000165495423000328/lpth_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001654954-23-000328
- JSON: https://secwatch.observer/filing/0001654954-23-000328.json
- Plain text: https://secwatch.observer/filing/0001654954-23-000328.txt

## Key facts
- Material Agreements
  LIGHTPATH TECHNOLOGIES INC entered into Purchase Agreement with each purchaser identified on the signature pages thereto valued at 9,090,910 shares of Common Stock for a purchase price of $1.10 per share (effective 2023-01-12).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: each purchaser identified on the signature pages thereto
  - Value: 9,090,910 shares of Common Stock for a purchase price of $1.10 per share
  - Effective: 2023-01-12
  source text: On January 12, 2023, LightPath Technologies, Inc. (the “Company”) entered into a securities purchase agreement with each purchaser identified on the signature pages thereto (the “Purchase Agreement”), pursuant to which the Company agreed to issue and sell, in a public offering (the “Offering”), an aggregate of 9,090,910 shares (the “Shares”) of the Company’s common stock, par value $0.01 per share (the “Common Stock”) for a purchase price of $1.10 per share.
  evidence_url: https://www.sec.gov/Archives/edgar/data/889971/000165495423000328/0001654954-23-000328-index.htm
- Material Agreements
  LIGHTPATH TECHNOLOGIES INC entered into Placement Agency Agreement with A.G.P./Alliance Global Partners valued at cash fee equal to approximately 7.0% of the gross proceeds from the sale of 7,265,910 shares of Comm (effective 2023-01-12).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: A.G.P./Alliance Global Partners
  - Value: cash fee equal to approximately 7.0% of the gross proceeds from the sale of 7,265,910 shares of Comm
  - Effective: 2023-01-12
  source text: On January 12, 2023, the Company entered into a placement agency agreement (the “Placement Agency Agreement”) with A.G.P./Alliance Global Partners (“A.G.P.”), pursuant to which A.G.P. agreed to serve as exclusive placement agent for the issuance and sale of the Shares of Common Stock.
  evidence_url: https://www.sec.gov/Archives/edgar/data/889971/000165495423000328/0001654954-23-000328-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.