---
schema_version: "secwatch.filing_event.v1"
accession: "0001654954-23-005098"
form_type: "8-K"
ticker: null
cik: "0000100716"
company_name: "UNICO AMERICAN CORP"
filed_at: "2023-04-24T23:59:59+00:00"
generated_at: "2026-06-16T18:11:54.896102+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Unico American receives Nasdaq delisting notice for late 10-K filing

## Summary
- Nasdaq notified Unico on Apr 18, 2023 of noncompliance with Listing Rule 5250(c)(1) due to failure to file 2022 10-K by Mar 31, 2023 deadline.
- Company has 60 calendar days (until June 20, 2023) to submit a plan to regain compliance; extension possible up to Oct 16, 2023.
- No immediate effect on trading, but Nasdaq will broadcast noncompliance indicator; failure to comply could lead to delisting.
- Unico's insurance subsidiary Crusader entered runoff in Sep 2021; premium financing and agency operations discontinued in 2021 and 2022 respectively.

## SEC filing metadata
- accession: 0001654954-23-005098
- form_type: 8-K
- cik: 0000100716
- company_name: UNICO AMERICAN CORP
- filed_at: 2023-04-24T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/100716/000165495423005098/0001654954-23-005098-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/100716/000165495423005098/unam_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001654954-23-005098
- JSON: https://secwatch.observer/filing/0001654954-23-005098.json
- Plain text: https://secwatch.observer/filing/0001654954-23-005098.txt

## Key facts
- Listing & Compliance Notices
  UNICO AMERICAN CORP received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: April 18, 2023, Unico American Corporation (the “Company”) received a notice from the Listing Qualifications Department of The NASDAQ Stock Market LLC (“Nasdaq”) that the Company is noncompliant with the periodic filing requirements for continued listing set forth in Nasdaq Listing Rule 5250(c)(1) (the “Rule”) as a result of its failure to file its Annual Report on Form 10-K for the year ended December 31, 2022 (the “Form 10-K”) with the Securities and Exchange Commission (the “SEC”) by the required due date (the “Notice”). As previously reported by the Company in its Notification of Late Fili
  evidence_url: https://www.sec.gov/Archives/edgar/data/100716/000165495423005098/0001654954-23-005098-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.