---
schema_version: "secwatch.filing_event.v1"
accession: "0001654954-23-011836"
form_type: "8-K"
ticker: "TOMZ"
cik: "0000314227"
company_name: "TOMI Environmental Solutions, Inc."
filed_at: "2023-09-14T23:59:59+00:00"
generated_at: "2026-06-10T18:01:06.528631+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# TOMI shareholders approve reverse split authorization; Nasdaq bid-price compliance regained

## Summary
- Elected Dr. Halden S. Shane as Class III director with 11,015,305 votes for, 141,518 withheld.
- Ratified Rosenberg Rich Baker Berman as independent auditor for FY 2023; 11,111,667 for, 44,373 against.
- Approved reverse stock split authorization (1:3 range) to address Nasdaq minimum bid; compliance regained Aug 28, 2023, so no split intended.
- Advisory vote approved executive compensation; Board set future say-on-pay frequency at every three years.

## SEC filing metadata
- accession: 0001654954-23-011836
- form_type: 8-K
- ticker: TOMZ
- cik: 0000314227
- company_name: TOMI Environmental Solutions, Inc.
- filed_at: 2023-09-14T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 5.07
- EDGAR index: https://www.sec.gov/Archives/edgar/data/314227/000165495423011836/0001654954-23-011836-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/314227/000165495423011836/tomz_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001654954-23-011836
- JSON: https://secwatch.observer/filing/0001654954-23-011836.json
- Plain text: https://secwatch.observer/filing/0001654954-23-011836.txt

## Key facts
- Shareholder Votes
  TOMI Environmental Solutions, Inc. shareholders approved Election of Class III Director at the 2023-09-12 meeting.
  - Proposal: director election
  - Outcome: passed
  - Meeting: 2023-09-12
  source text: The Company’s shareholders elected Dr. Halden S. Shane to serve on the Board of Directors (the “Board”) for a three-year term that will expire at the Company’s 2026 annual meeting of shareholders or at such time as his successor has been duly elected and qualified or his earlier resignation or removal.
  evidence_url: https://www.sec.gov/Archives/edgar/data/314227/000165495423011836/0001654954-23-011836-index.htm
- Shareholder Votes
  TOMI Environmental Solutions, Inc. shareholders approved Ratification of Independent Registered Public Accounting Firm at the 2023-09-12 meeting.
  - Proposal: auditor ratification
  - Outcome: passed
  - Meeting: 2023-09-12
  source text: The Company’s shareholders ratified the appointment of Rosenberg Rich Baker Berman & Co. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.
  evidence_url: https://www.sec.gov/Archives/edgar/data/314227/000165495423011836/0001654954-23-011836-index.htm
- Shareholder Votes
  TOMI Environmental Solutions, Inc. shareholders approved Advisory vote on compensation of named executive officers at the 2023-09-12 meeting.
  - Proposal: say on pay
  - Outcome: passed
  - Meeting: 2023-09-12
  source text: The Company’s shareholders provided, on an advisory basis, approval of the compensation of the Company’s named executive officers.
  evidence_url: https://www.sec.gov/Archives/edgar/data/314227/000165495423011836/0001654954-23-011836-index.htm
- Shareholder Votes
  TOMI Environmental Solutions, Inc. shareholders approved Authorization of the Board to amend the Company’s Articles of Incorporation to effect a reverse stock split at the 2023-09-12 meeting.
  - Proposal: reverse split
  - Outcome: passed
  - Meeting: 2023-09-12
  source text: The Company’s shareholders approved a proposal to authorize the Board, in its discretion, to amend the Company’s Articles of Incorporation, as amended, to effect a reverse stock split of the Company’s common stock, at a ratio in the range of 1-for-3, if the Board determines it is necessary to regain compliance with the $1.00 minimum bid price continued listing requirement of The Nasdaq Capital Market.
  evidence_url: https://www.sec.gov/Archives/edgar/data/314227/000165495423011836/0001654954-23-011836-index.htm
- Shareholder Votes
  TOMI Environmental Solutions, Inc. shareholders approved Advisory vote on frequency of future advisory votes on named executive officer compensation at the 2023-09-12 meeting.
  - Proposal: say on pay frequency
  - Outcome: passed
  - Meeting: 2023-09-12
  source text: The Company’s shareholders provided, on an advisory basis, a recommendation regarding the frequency of future advisory votes on named executive officer compensation.
  evidence_url: https://www.sec.gov/Archives/edgar/data/314227/000165495423011836/0001654954-23-011836-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.