secwatch.observer — SEC 8-K summary
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Issuer:     TOMI Environmental Solutions, Inc. (TOMZ)
CIK:        0000314227
Form:       8-K
Filed at:   2023-09-14T23:59:59+00:00
Accession:  0001654954-23-011836
Event type: other_material
Sentiment:  neutral
Materiality: 0.50
Item codes: 5.07
LLM model:  deepseek-v4-flash:cloud@v2

TOMI shareholders approve reverse split authorization; Nasdaq bid-price compliance regained
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- Elected Dr. Halden S. Shane as Class III director with 11,015,305 votes for, 141,518 withheld.
- Ratified Rosenberg Rich Baker Berman as independent auditor for FY 2023; 11,111,667 for, 44,373 against.
- Approved reverse stock split authorization (1:3 range) to address Nasdaq minimum bid; compliance regained Aug 28, 2023, so no split intended.
- Advisory vote approved executive compensation; Board set future say-on-pay frequency at every three years.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/314227/000165495423011836/0001654954-23-011836-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/314227/000165495423011836/tomz_8k.htm
  HTML page:      https://secwatch.observer/filing/0001654954-23-011836

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer