---
schema_version: "secwatch.filing_event.v1"
accession: "0001654954-23-012402"
form_type: "8-K"
ticker: "AIMD"
cik: "0001014763"
company_name: "Ainos, Inc."
filed_at: "2023-09-29T23:59:59+00:00"
generated_at: "2026-06-10T06:45:19.177252+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Ainos enters $10M private placement with Lind Global; initial $3M tranche funded

## Summary
- Initial closing: $2M funded now; remaining $1M subject to shareholder approval and SEC registration.
- Senior secured convertible note (18-month maturity) convertible at $1.50/share; warrants at $0.90/share.
- Proceeds to fund clinical trials, commercial product launch, and working capital.
- Additional tranches up to $7M possible upon mutual agreement and satisfaction of conditions.
- Maxim Group and Brookline Capital Markets acted as placement agents.

## SEC filing metadata
- accession: 0001654954-23-012402
- form_type: 8-K
- ticker: AIMD
- cik: 0001014763
- company_name: Ainos, Inc.
- filed_at: 2023-09-29T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 3.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1014763/000165495423012402/0001654954-23-012402-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1014763/000165495423012402/aimd_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001654954-23-012402
- JSON: https://secwatch.observer/filing/0001654954-23-012402.json
- Plain text: https://secwatch.observer/filing/0001654954-23-012402.txt

## Key facts
- Material Agreements
  Ainos, Inc. entered into Securities Purchase Agreement with Lind Global Fund II LP valued at up to $10 million (effective 2023-09-25).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: Lind Global Fund II LP
  - Value: up to $10 million
  - Effective: 2023-09-25
  source text: On September 25, 2023, AINOS, INC. (the “Company”) entered into a securities purchase agreement (the “Securities Purchase Agreement”) with Lind Global Fund II LP (“Lind”). The Securities Purchase Agreement provides for loans in an aggregate principal amount of up to $10 million under various tranches (the “Financing”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1014763/000165495423012402/0001654954-23-012402-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.