{"schema_version":"secwatch.filing_event.v1","accession":"0001654954-23-012913","form_type":"8-K","ticker":"PTN","cik":"0000911216","company_name":"PALATIN TECHNOLOGIES INC","filed_at":"2023-10-13T23:59:59+00:00","discovered_at":"2026-05-14T18:03:32.367367+00:00","generated_at":"2026-06-10T00:28:01.985250+00:00","sec_items":["3.01","8.01","9.01"],"event_type":"regulatory","sentiment":"negative","materiality_score":0.7,"calibrated_materiality_score":0.7,"confidence":"high","headline":"Palatin receives NYSE American non-compliance notice for insufficient stockholders' equity","bullets":["Received NYSE American notice on Oct 10, 2023; stockholders' equity below $2M and $4M thresholds.","Must submit compliance plan by Nov 9, 2023; must regain compliance by April 10, 2025.","No immediate effect on trading of PTN common stock; business and SEC reporting unaffected.","Company is assessing funding avenues to achieve compliance, including potential transactions."],"urls":{"canonical":"https://secwatch.observer/filing/0001654954-23-012913","json":"https://secwatch.observer/filing/0001654954-23-012913.json","markdown":"https://secwatch.observer/filing/0001654954-23-012913.md","text":"https://secwatch.observer/filing/0001654954-23-012913.txt","edgar_index":"https://www.sec.gov/Archives/edgar/data/911216/000165495423012913/0001654954-23-012913-index.htm","edgar_primary_document":"https://www.sec.gov/Archives/edgar/data/911216/000165495423012913/ptn_8k.htm"},"model":{"generated_by":"deepseek-v4-flash:cloud@v2","generated_at":"2026-06-10T00:28:01.985250+00:00"},"review":{"review_status":"machine_generated","human_reviewed":false,"corrected":false,"correction_note":null,"correction_timestamp":null,"superseded_by":null,"related_filings":[]},"source_grounded_claims":[{"claim_id":"39151630f2997d6d9497565aadbb1bd2e0d8b432","claim":"PALATIN TECHNOLOGIES INC received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(i), 1003(a)(ii), 1009, 1010).","evidence_excerpt":"October 10, 2023, Palatin Technologies, Inc. (the “Company”) received a letter (the “Letter”) from the staff of NYSE American LLC (the “Exchange”) stating that the Company’s stockholders’ equity as reported in its Annual Report on Form 10-K for the year ended June 30, 2023 (“Form 10-K”) was not in compliance with the Exchange’s continued listing standards under Section 1003(a)(i) and (ii) of the NYSE American Company Guide (the “Company Guide”). Section 1003(a)(i) requires a listed company to have stockholders’ equity $2 million or more if the listed company has reported losses from continuing","evidence_source":"SEC 8-K Item 3.01","evidence_url":"https://www.sec.gov/Archives/edgar/data/911216/000165495423012913/0001654954-23-012913-index.htm","confidence":0.9,"family_label":"Listing & Compliance Notices","details":[{"label":"Exchange","value":"nyse american"},{"label":"Notice","value":"deficiency notice"},{"label":"Deficiency","value":"stockholders equity"},{"label":"Rules","value":"1003(a)(i), 1003(a)(ii), 1009, 1010"}],"fact_type":"exchange_compliance_notice"}],"license":"Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer"}