secwatch.observer — SEC 8-K summary ====================================== Issuer: Catheter Precision, Inc. (VTAK) CIK: 0001716621 Form: 8-K Filed at: 2024-10-30T23:59:59+00:00 Accession: 0001654954-24-013502 Event type: other_material Sentiment: neutral Materiality: 0.40 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Catheter Precision waives beneficial ownership limit for insider warrant holder; 235,000 shares issued for $23.50 -------------------------------------------------------------------------------- - Waiver granted to Jenkins Family Charitable Institute (trustee is CEO's daughter) to exercise 235,000 pre-funded warrants fully. - Prior 9.99% beneficial ownership cap removed; Institute now holds 6.32% of common stock post-exercise. - Aggregate exercise price paid: $23.50 ($0.0001 per share). - Waiver approved in advance by Company's Board Audit Committee due to related-party nature. - Warrants originally issued in September 2024 underwritten public offering. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1716621/000165495424013502/0001654954-24-013502-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1716621/000165495424013502/catheter_8k.htm HTML page: https://secwatch.observer/filing/0001654954-24-013502 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer