---
schema_version: "secwatch.filing_event.v1"
accession: "0001654954-24-015377"
form_type: "8-K"
ticker: "USBC"
cik: "0001074828"
company_name: "USBC, Inc."
filed_at: "2024-12-11T23:59:59+00:00"
generated_at: "2026-05-29T04:35:16.014029+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Know Labs gets NYSE American nod on compliance plan; extension to Mar 2026

## Summary
- Stockholders' deficit of $4.6M as of June 30, 2024; losses in five most recent fiscal years.
- NYSE American accepted plan to regain compliance with Sections 1003(a)(ii) and (iii) by March 27, 2026.
- If insufficient progress or non-compliance by deadline, NYSE American may initiate delisting proceedings.
- Company's common stock (KNW) continues trading on NYSE American during the plan period.

## SEC filing metadata
- accession: 0001654954-24-015377
- form_type: 8-K
- ticker: USBC
- cik: 0001074828
- company_name: USBC, Inc.
- filed_at: 2024-12-11T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1074828/000165495424015377/0001654954-24-015377-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1074828/000165495424015377/knwn_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001654954-24-015377
- JSON: https://secwatch.observer/filing/0001654954-24-015377.json
- Plain text: https://secwatch.observer/filing/0001654954-24-015377.txt

## Key facts
- Listing & Compliance Notices
  USBC, Inc. received a nyse_american extension granted notice regarding stockholders equity (rules 1003(a)(ii), 1003(a)(iii)).
  - Exchange: nyse american
  - Notice: extension granted
  - Deficiency: stockholders equity
  - Rules: 1003(a)(ii), 1003(a)(iii)
  source text: December 10, 2024, Know Labs, Inc. (the “Company”) received notice from the NYSE American LLC (“NYSE American”) that it had accepted the Company’s plan to regain compliance with the NYSE American continued listing standards and granted a plan period through March 27, 2026 (“Extension Date”). As previously disclosed on September 27, 2024, the Company received a letter from the NYSE American stating that the Company was not in compliance with the continued listing standards set forth in Sections 1003(a)(ii) and 1003(a)(iii) of the NYSE American Company Guide, which require stockholders’ equity o
  evidence_url: https://www.sec.gov/Archives/edgar/data/1074828/000165495424015377/0001654954-24-015377-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.