---
schema_version: "secwatch.filing_event.v1"
accession: "0001654954-25-013368"
form_type: "8-K"
ticker: "TOMZ"
cik: "0000314227"
company_name: "TOMI Environmental Solutions, Inc."
filed_at: "2025-11-21T23:59:59+00:00"
generated_at: "2026-05-16T17:45:35.848845+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# TOMI receives Nasdaq deficiency letters for bid price and equity; faces delisting risk

## Summary
- Received notice on Nov 17, 2025 for bid price below $1.00 for 30 consecutive business days.
- Received second notice on Nov 21, 2025 for stockholders' equity below $2.5M minimum.
- Has 180 days (until May 18, 2026) to cure bid price; 45 days to submit equity compliance plan.
- Company intends to take reasonable measures but cannot assure regaining compliance.
- Trading continues on Nasdaq Capital Market under symbol TOMZ with no immediate effect.

## SEC filing metadata
- accession: 0001654954-25-013368
- form_type: 8-K
- ticker: TOMZ
- cik: 0000314227
- company_name: TOMI Environmental Solutions, Inc.
- filed_at: 2025-11-21T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/314227/000165495425013368/0001654954-25-013368-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/314227/000165495425013368/tomz_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001654954-25-013368
- JSON: https://secwatch.observer/filing/0001654954-25-013368.json
- Plain text: https://secwatch.observer/filing/0001654954-25-013368.txt

## Key facts
- Listing & Compliance Notices
  TOMI Environmental Solutions, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: stockholders equity
  - Rules: 5550(b)(1)
  source text: November 21, 2025, the Company received a deficiency letter from the Staff of Nasdaq notifying the Company that it was not in compliance with Nasdaq Listing Rule 5550(b)(1), which requires the Company to maintain a minimum of $2,500,000 in stockholders' equity for continued listing on the Nasdaq Capital Market (the "Stockholders' Equity Requirement”). Pursuant to the letter, the Company has 45 calendar days from November 21, 2025, to submit a plan to regain compliance and the Company intends to submit such a plan during this period. If it accepts the plan, Nasdaq can grant an extension of up t
  evidence_url: https://www.sec.gov/Archives/edgar/data/314227/000165495425013368/0001654954-25-013368-index.htm
- Listing & Compliance Notices
  TOMI Environmental Solutions, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: minimum bid price
  - Rules: 5550(a)(2)
  source text: November 17, 2025, TOMI Environmental Solutions, Inc. (the “Company”) received a deficiency letter from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market (“Nasdaq”) notifying the Company that, for the preceding 30 consecutive business days, the closing bid price for the Company’s common stock, par value $0.01 per share (the “Common Stock”) was below the minimum $1.00 per share requirement for continued inclusion on The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Requirement”). The notification received has no immediate effect on
  evidence_url: https://www.sec.gov/Archives/edgar/data/314227/000165495425013368/0001654954-25-013368-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.