secwatch.observer — SEC 8-K summary ====================================== Issuer: TOMI Environmental Solutions, Inc. (TOMZ) CIK: 0000314227 Form: 8-K Filed at: 2025-11-21T23:59:59+00:00 Accession: 0001654954-25-013368 Event type: regulatory Sentiment: negative Materiality: 0.70 Item codes: 3.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 TOMI receives Nasdaq deficiency letters for bid price and equity; faces delisting risk -------------------------------------------------------------------------------- - Received notice on Nov 17, 2025 for bid price below $1.00 for 30 consecutive business days. - Received second notice on Nov 21, 2025 for stockholders' equity below $2.5M minimum. - Has 180 days (until May 18, 2026) to cure bid price; 45 days to submit equity compliance plan. - Company intends to take reasonable measures but cannot assure regaining compliance. - Trading continues on Nasdaq Capital Market under symbol TOMZ with no immediate effect. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/314227/000165495425013368/0001654954-25-013368-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/314227/000165495425013368/tomz_8k.htm HTML page: https://secwatch.observer/filing/0001654954-25-013368 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer