---
schema_version: "secwatch.filing_event.v1"
accession: "0001654954-26-008078"
form_type: "8-K"
ticker: "TOMZ"
cik: "0000314227"
company_name: "TOMI Environmental Solutions, Inc."
filed_at: "2026-09-02T13:11:21+00:00"
generated_at: "2026-09-02T13:12:03.128200+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.55
calibrated_materiality_score: 0.55
confidence: "high"
source: SEC EDGAR
---

# TOMI converts $2.475M notes to stock; equity above Nasdaq minimum

## Summary
- Convertible notes totaling $2,475,000 principal converted into 1,649,989 common shares as of Sept 1, 2026.
- Shareholders' equity now approximately $3.8 million, above Nasdaq's $2.5 million minimum under Rule 5550(b)(1).
- Company cautions no assurance Nasdaq Hearings Panel will deem compliance regained.
- CEO Halden S. Shane signed the filing; conversion executed under amended note terms.

## SEC filing metadata
- accession: 0001654954-26-008078
- form_type: 8-K
- ticker: TOMZ
- cik: 0000314227
- company_name: TOMI Environmental Solutions, Inc.
- filed_at: 2026-09-02T13:11:21+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.55
- calibrated_materiality_score: 0.55
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/314227/000165495426008078/0001654954-26-008078-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/314227/000165495426008078/tomz_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001654954-26-008078
- JSON: https://secwatch.observer/filing/0001654954-26-008078.json
- Plain text: https://secwatch.observer/filing/0001654954-26-008078.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.