secwatch.observer — SEC 8-K summary
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Issuer:     TOMI Environmental Solutions, Inc. (TOMZ)
CIK:        0000314227
Form:       8-K
Filed at:   2026-09-02T13:11:21+00:00
Accession:  0001654954-26-008078
Event type: regulatory
Sentiment:  neutral
Materiality: 0.55
Item codes: 8.01
LLM model:  deepseek-v4-flash:cloud@v2

TOMI converts $2.475M notes to stock; equity above Nasdaq minimum
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- Convertible notes totaling $2,475,000 principal converted into 1,649,989 common shares as of Sept 1, 2026.
- Shareholders' equity now approximately $3.8 million, above Nasdaq's $2.5 million minimum under Rule 5550(b)(1).
- Company cautions no assurance Nasdaq Hearings Panel will deem compliance regained.
- CEO Halden S. Shane signed the filing; conversion executed under amended note terms.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/314227/000165495426008078/0001654954-26-008078-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/314227/000165495426008078/tomz_8k.htm
  HTML page:      https://secwatch.observer/filing/0001654954-26-008078

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer