secwatch.observer — SEC 8-K summary ====================================== Issuer: PharmaCyte Biotech, Inc. (PMCB) CIK: 0001157075 Form: 8-K Filed at: 2021-08-12T23:59:59+00:00 Accession: 0001683168-21-003431 Event type: other_material Sentiment: positive Materiality: 0.80 Item codes: 1.01, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 PharmaCyte Biotech announces Nasdaq uplisting and pricing of $15M public offering at $4.25/unit -------------------------------------------------------------------------------- - Common stock begins trading on Nasdaq Capital Market under PMCB on August 10, 2021. - Public offering of 3,529,412 units at $4.25 per unit (1 share + 1 warrant); gross proceeds ~$15M. - Warrants exercisable at $4.25, immediately, expire in 5 years; pre-funded warrants also offered. - H.C. Wainwright sole book-runner; underwriter granted 30-day option for up to 529,411 additional units. - Executive officers and directors subject to 90-day lock-up from prospectus supplement date. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1157075/000168316821003431/0001683168-21-003431-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1157075/000168316821003431/pharmacyte_8k.htm HTML page: https://secwatch.observer/filing/0001683168-21-003431 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer