secwatch.observer — SEC 8-K summary
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Issuer:     Xenetic Biosciences, Inc. (XBIO)
CIK:        0001534525
Form:       8-K
Filed at:   2021-11-16T23:59:59+00:00
Accession:  0001683168-21-005746
Event type: other_material
Sentiment:  neutral
Materiality: 0.45
Item codes: 1.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Xenetic Biosciences exchanges 129,084 warrants for 51,634 common shares; amends 2019 Purchase Agreement
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- Warrants to purchase 129,084 shares exchanged for 51,634 common shares (0.4 ratio); all warrants cancelled.
- Section 4.12(b) of the 2019 Securities Purchase Agreement deleted as part of the amendment.
- No cash or other securities involved; exchange treated as cashless exercise under Section 3(a)(9).
- Company agreed to standstill from Nov 15-19, 2021, not to issue shares or file registration statements.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1534525/000168316821005746/0001683168-21-005746-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1534525/000168316821005746/xenetic_8k.htm
  HTML page:      https://secwatch.observer/filing/0001683168-21-005746

License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer