secwatch.observer — SEC 8-K summary ====================================== Issuer: Xenetic Biosciences, Inc. (XBIO) CIK: 0001534525 Form: 8-K Filed at: 2021-11-19T23:59:59+00:00 Accession: 0001683168-21-005860 Event type: other_material Sentiment: neutral Materiality: 0.50 Item codes: 1.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Xenetic Biosciences enters $4M ATM equity offering with H.C. Wainwright ----------------------------------------------------------------------- - Entered ATM Agreement with H.C. Wainwright as exclusive agent to sell up to $4M of common stock. - Shares sold at-the-market on Nasdaq; Wainwright receives 3% commission on gross proceeds. - Company has no obligation to sell any shares and may suspend or terminate the agreement. - Agreement effective November 19, 2021; filed as Exhibit 1.1 to the 8-K. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1534525/000168316821005860/0001683168-21-005860-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1534525/000168316821005860/xenetic_8k.htm HTML page: https://secwatch.observer/filing/0001683168-21-005860 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer