---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-22-000131"
form_type: "8-K"
ticker: "NCRA"
cik: "0001756180"
company_name: "NOCERA, INC."
filed_at: "2022-01-06T23:59:59+00:00"
generated_at: "2026-06-27T20:17:38.344992+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Nocera raises $2.09M in private placement; appoints Gerald Lindberg as Secretary and board member

## Summary
- Private placement of 418,000 units at $5.00/unit for gross proceeds of $2,090,000; each unit includes two common shares.
- Appointed Gerald H. Lindberg as Secretary and board member (effective Dec 31, 2021); two-year employment agreement with 60,000 Class C warrants.
- Issued 205,000 Class A warrants to employees on Dec 1, 2021 and agreed to issue 270,000 Class A warrants to CFO and COO on Dec 31, 2021.
- Entered consulting agreements on Dec 31, 2021 and Jan 3, 2022, issuing 812,000 Class C & D warrants, 505,000 shares, and 90,000 Class C warrants.
- Addendums to CFO/COO employment agreements on Dec 31, 2021 granting additional Class A warrants.

## SEC filing metadata
- accession: 0001683168-22-000131
- form_type: 8-K
- ticker: NCRA
- cik: 0001756180
- company_name: NOCERA, INC.
- filed_at: 2022-01-06T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 3.02, 5.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1756180/000168316822000131/0001683168-22-000131-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1756180/000168316822000131/nocera_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-22-000131
- JSON: https://secwatch.observer/filing/0001683168-22-000131.json
- Plain text: https://secwatch.observer/filing/0001683168-22-000131.txt

## Key facts
- Executive change
  Gerald H. Lindberg was appointed as Secretary and member of the board of directors at NOCERA, INC..
  - Action: appointed
  - Role: Secretary and member of the board of directors
  source text: on December 31, 2021, the board of directors of the Company appointed Gerald H. Lindberg as the Secretary of the Company and a member of the Company’s board of directors.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1756180/000168316822000131/0001683168-22-000131-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.