secwatch.observer — SEC 8-K summary
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Issuer:     NOCERA, INC. (NCRA)
CIK:        0001756180
Form:       8-K
Filed at:   2022-01-06T23:59:59+00:00
Accession:  0001683168-22-000131
Event type: other_material
Sentiment:  positive
Materiality: 0.70
Item codes: 3.02, 5.02, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Nocera raises $2.09M in private placement; appoints Gerald Lindberg as Secretary and board member
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- Private placement of 418,000 units at $5.00/unit for gross proceeds of $2,090,000; each unit includes two common shares.
- Appointed Gerald H. Lindberg as Secretary and board member (effective Dec 31, 2021); two-year employment agreement with 60,000 Class C warrants.
- Issued 205,000 Class A warrants to employees on Dec 1, 2021 and agreed to issue 270,000 Class A warrants to CFO and COO on Dec 31, 2021.
- Entered consulting agreements on Dec 31, 2021 and Jan 3, 2022, issuing 812,000 Class C & D warrants, 505,000 shares, and 90,000 Class C warrants.
- Addendums to CFO/COO employment agreements on Dec 31, 2021 granting additional Class A warrants.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1756180/000168316822000131/0001683168-22-000131-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1756180/000168316822000131/nocera_8k.htm
  HTML page:      https://secwatch.observer/filing/0001683168-22-000131

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