---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-22-000757"
form_type: "8-K"
ticker: "DHTI"
cik: "0000725394"
company_name: "Dalrada Technology Group, Inc."
filed_at: "2022-02-09T23:59:59+00:00"
generated_at: "2026-06-27T09:45:07.357848+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.65
calibrated_materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Dalrada Financial enters $3M convertible note agreement with YA II PN

## Summary
- Issued $2M initial convertible debenture to YA II PN, with $1M second tranche upon SEC registration.
- Fixed conversion price $0.9151 per share; 5% annual interest; 15-month maturity.
- Monthly redemption starting May 2022: principal plus 20% premium and accrued interest.
- Warrants for 983,499 shares exercisable at $0.9151 for 4 years; cashless provision included.
- Company may redeem at 20% premium if stock trades below conversion price.

## SEC filing metadata
- accession: 0001683168-22-000757
- form_type: 8-K
- ticker: DHTI
- cik: 0000725394
- company_name: Dalrada Technology Group, Inc.
- filed_at: 2022-02-09T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.65
- calibrated_materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/725394/000168316822000757/0001683168-22-000757-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/725394/000168316822000757/dalrada_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-22-000757
- JSON: https://secwatch.observer/filing/0001683168-22-000757.json
- Plain text: https://secwatch.observer/filing/0001683168-22-000757.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.