secwatch.observer — SEC 8-K summary ====================================== Issuer: NeoVolta Inc. (NEOV) CIK: 0001748137 Form: 8-K Filed at: 2022-08-01T23:59:59+00:00 Accession: 0001683168-22-005240 Event type: other_material Sentiment: neutral Materiality: 0.70 Item codes: 1.01, 5.02, 7.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 NeoVolta completes $3.9M public offering at $4/unit, uplists to Nasdaq, appoints two independent directors -------------------------------------------------------------------------------- - Gross proceeds of $3.9M from 975,000 units (one share + one warrant at $4 exercise price); over-allotment partially exercised for 146,250 warrants. - Common stock and warrants began trading on Nasdaq Capital Market July 28 under symbols NEOV and NEOVW. - Board appoints Susan Snow and John Hass as independent directors; audit, compensation, and nominating committees formed. - Offering priced at $4.00 per unit, described as a premium to market; closed August 1, 2022. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1748137/000168316822005240/0001683168-22-005240-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1748137/000168316822005240/neovolta_8k.htm HTML page: https://secwatch.observer/filing/0001683168-22-005240 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer