---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-22-008632"
form_type: "8-K"
ticker: "SNOA"
cik: "0001367083"
company_name: "Sonoma Pharmaceuticals, Inc."
filed_at: "2022-12-23T23:59:59+00:00"
generated_at: "2026-06-20T23:16:44.267472+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Sonoma Pharmaceuticals enters ATM equity offering agreement for up to $2.7M

## Summary
- ATM agreement with Ladenburg Thalmann to sell common stock up to $2,700,000 aggregate gross proceeds.
- Ladenburg receives 3% commission on sales; Company reimburses up to $60,000 in expenses.
- Sales conducted under existing effective S-3 shelf registration (filed Dec 22, 2020).
- Company not obligated to sell any shares; agreement terminates upon completion or earlier per terms.

## SEC filing metadata
- accession: 0001683168-22-008632
- form_type: 8-K
- ticker: SNOA
- cik: 0001367083
- company_name: Sonoma Pharmaceuticals, Inc.
- filed_at: 2022-12-23T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1367083/000168316822008632/0001683168-22-008632-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1367083/000168316822008632/sonoma_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-22-008632
- JSON: https://secwatch.observer/filing/0001683168-22-008632.json
- Plain text: https://secwatch.observer/filing/0001683168-22-008632.txt

## Key facts
- Material Agreements
  Sonoma Pharmaceuticals, Inc. entered into At-The-Market Offering Agreement with Ladenburg Thalmann & Co. Inc. valued at aggregate offering price of up to $2,700,000 (effective 2022-12-23).
  - Action: entry
  - Agreement: atm program
  - Counterparty: Ladenburg Thalmann & Co. Inc.
  - Value: aggregate offering price of up to $2,700,000
  - Effective: 2022-12-23
  source text: On December 23, 2022, we entered into an At-The-Market Offering Agreement, or the ATM Agreement, with Ladenburg Thalmann & Co. Inc. , as sales agent, pursuant to which we may offer and sell, from time to time, through Ladenburg shares of our common stock, $0.0001 par value per share.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1367083/000168316822008632/0001683168-22-008632-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.