---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-23-001360"
form_type: "8-K"
ticker: "ACON"
cik: "0001635077"
company_name: "Aclarion, Inc."
filed_at: "2023-03-07T23:59:59+00:00"
generated_at: "2026-06-18T09:48:35.080768+00:00"
event_type: "regulatory"
sentiment: "negative"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Aclarion receives Nasdaq equity deficiency notice; stockholders' equity $1.79M vs $2.5M minimum

## Summary
- Stockholders' equity reported at $1,787,751 as of Dec 31, 2023 falls below $2.5M Nasdaq minimum.
- Company must submit compliance plan by April 17, 2023; extension possible to Aug 30, 2023.
- Separately, Nasdaq bid price deficiency notice received Dec 20, 2022; cure period through June 20, 2023.
- No immediate impact on listing; company evaluating options including a potential reverse stock split.

## SEC filing metadata
- accession: 0001683168-23-001360
- form_type: 8-K
- ticker: ACON
- cik: 0001635077
- company_name: Aclarion, Inc.
- filed_at: 2023-03-07T23:59:59+00:00
- event_type: regulatory
- sentiment: negative
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 3.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1635077/000168316823001360/0001683168-23-001360-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1635077/000168316823001360/aclarion_8k-030323.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-23-001360
- JSON: https://secwatch.observer/filing/0001683168-23-001360.json
- Plain text: https://secwatch.observer/filing/0001683168-23-001360.txt

## Key facts
- Listing & Compliance Notices
  Aclarion, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: stockholders equity
  - Rules: 5550(b)(1)
  source text: March 3, 2023, Aclarion, Inc. (the “Company”) received a letter from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that it is not in compliance with Nasdaq Listing Rule 5550(b)(1), which requires companies listed on The Nasdaq Stock Market to maintain a minimum of $2,500,000 in stockholders’ equity for continued listing. In its annual report on Form 10-K for the period ended December 31, 2023, the Company reported stockholders’ equity of $1,787,751, and, as a result, does not currently satisfy Listing Rule 5550(b)(1). Nasdaq’s letter has no immediate impact on the listing of the Company’s
  evidence_url: https://www.sec.gov/Archives/edgar/data/1635077/000168316823001360/0001683168-23-001360-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
