---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-23-004135"
form_type: "8-K"
ticker: "AUUD"
cik: "0001554818"
company_name: "AUDDIA INC."
filed_at: "2023-06-14T23:59:59+00:00"
generated_at: "2026-06-14T01:14:21.444252+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.5
calibrated_materiality_score: 0.5
confidence: "high"
source: SEC EDGAR
---

# Auddia prices $3.1M registered direct offering of 4.735M shares at $0.65/share

## Summary
- Gross proceeds of ~$3.1M from sale of 4,735,000 shares of common stock at $0.65 per share.
- Maxim Group LLC acting as sole placement agent; Ladenburg Thalmann as financial advisor.
- Offering expected to close on or about June 15, 2023, subject to customary conditions.
- Shares offered under effective shelf registration statement on Form S-3 (No. 333-264227).

## SEC filing metadata
- accession: 0001683168-23-004135
- form_type: 8-K
- ticker: AUUD
- cik: 0001554818
- company_name: AUDDIA INC.
- filed_at: 2023-06-14T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.5
- calibrated_materiality_score: 0.5
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1554818/000168316823004135/0001683168-23-004135-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1554818/000168316823004135/auddia_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-23-004135
- JSON: https://secwatch.observer/filing/0001683168-23-004135.json
- Plain text: https://secwatch.observer/filing/0001683168-23-004135.txt

## Key facts
- Material Agreements
  AUDDIA INC. entered into Placement Agent Agreement with Maxim Group LLC (effective 2023-06-13).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Maxim Group LLC
  - Effective: 2023-06-13
  source text: On June 13, 2023, the Company entered into a placement agency agreement (the “Placement Agent Agreement”) with Maxim Group LLC (the “Placement Agent”) pursuant to which the Company engaged Maxim as the placement agent in connection with the Registered Offering.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1554818/000168316823004135/0001683168-23-004135-index.htm
- Material Agreements
  AUDDIA INC. entered into Securities Purchase Agreement with a group of institutional investors valued at approximately $3.08 million (effective 2023-06-13).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: a group of institutional investors
  - Value: approximately $3.08 million
  - Effective: 2023-06-13
  source text: On June 13, 2023, Auddia Inc., a Delaware corporation (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with a group of institutional investors named therein (the “Investors”), pursuant to which the Company agreed to issue and sell, in a registered direct offering by the Company directly to the Investors (the “Registered Offering”), an aggregate of 4,735,000 shares (the “Shares”) of common stock, par value $0.001 per share, of the Company (“Common Stock”), at an offering price of $0.65 per share.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1554818/000168316823004135/0001683168-23-004135-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.