Coeptis Therapeutics closes $3.5M underwritten offering of common stock and warrants

Z Squared Inc.

Offering gross proceeds ~$3.5M before expenses; closed June 16, 2023 to a single healthcare investor.
Components: 2,150,000 shares, 1,350,000 pre-funded warrants at $0.0001, 3,062,500 Series A and 3,062,500 Series B warrants at $1.65.
Series A and B warrants exercisable for five years starting six months after issuance; fixed pricing with no resets.
Ladenburg Thalmann acted as sole book-running manager; lock-up of 75 days for company and insiders.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Z Squared Inc. entered into Underwriting Agreement with Ladenburg Thalmann & Co. Inc. valued at approximately $3.5 million (effective 2023-06-13).

Action: entry
Agreement: underwriting
Counterparty: Ladenburg Thalmann & Co. Inc.
Value: approximately $3.5 million
Effective: 2023-06-13

Exact text from the filing

On June 13, 2023, Coeptis Therapeutics Holdings, Inc. (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with Ladenburg Thalmann & Co. Inc. (the “Underwriter”), pursuant to which the Company issued and sold, in a registered public offering by the Company (the “Offering”) (i) 2,150,000 shares of common stock (the “Shares”), (ii) 1,350,000 pre-funded warrants (the “Pre-funded Warrants”), (iii) 3,062,500 Series A Warrants with an exercise price of $1.65 per share and which are exercisable for a period of five years commencing six months after the issuance date (the “Series A Warrants”), and (iv) 3,062,500 Series B Warrants with an exercise price of $1.65 per share and which are exercisable for a period of five years commencing six months after the issuance date (the “Series B Warrants, and together with the Pre-funded Warrants and the Series B Warrants, the “Warrants”).

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Source: SEC EDGAR

accession 0001683168-23-004220

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