---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-23-004424"
form_type: "8-K"
ticker: "CPMV"
cik: "0000836564"
company_name: "Mosaic ImmunoEngineering Inc."
filed_at: "2023-06-26T23:59:59+00:00"
generated_at: "2026-06-13T17:25:41.740030+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.75
calibrated_materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Mosaic ImmunoEngineering receives $300k for preferred shares; stock moving to OTC Pink

## Summary
- Redeemed remaining 910k Series A Preferred shares for $300k lump sum ($0.33/share), received June 22, 2023.
- Board decided not to pay OTCQB semi-annual fees due June 30, 2023; stock will be quoted on OTC Pink from July 3, 2023.
- Move to OTC Pink may adversely affect liquidity; company may not requalify for OTCQB.

## SEC filing metadata
- accession: 0001683168-23-004424
- form_type: 8-K
- ticker: CPMV
- cik: 0000836564
- company_name: Mosaic ImmunoEngineering Inc.
- filed_at: 2023-06-26T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.75
- calibrated_materiality_score: 0.75
- confidence: high
- sec_items: 1.01, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/836564/000168316823004424/0001683168-23-004424-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/836564/000168316823004424/mosaic_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-23-004424
- JSON: https://secwatch.observer/filing/0001683168-23-004424.json
- Plain text: https://secwatch.observer/filing/0001683168-23-004424.txt

## Key facts
- Material Agreements
  Mosaic ImmunoEngineering Inc. amended Amendment No. 1 to the Original Redemption Agreement with Holocom, Inc. valued at $300,000 (effective 2023-06-21).
  - Action: amendment
  - Counterparty: Holocom, Inc.
  - Value: $300,000
  - Effective: 2023-06-21
  source text: On June 21, 2023 (“Effective Date”), the Company and Holocom entered into Amendment No. 1 to the Original Redemption Agreement (“Amendment No. 1”) to redeem the remaining 910,000 shares of Series A Preferred Stock in exchange for proceeds to the Company of $300,000 due no later than three (3) business days from the Effective Date
  evidence_url: https://www.sec.gov/Archives/edgar/data/836564/000168316823004424/0001683168-23-004424-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.