secwatch.observer — SEC 8-K summary ====================================== Issuer: Sonoma Pharmaceuticals, Inc. (SNOA) CIK: 0001367083 Form: 8-K Filed at: 2023-07-14T23:59:59+00:00 Accession: 0001683168-23-004933 Event type: leadership Sentiment: neutral Materiality: 0.45 Item codes: 5.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Sonoma Pharmaceuticals appoints Controller and sets new interim CFO consulting terms -------------------------------------------------------------------------------- - John Dal Poggetto appointed Controller effective July 17, 2023; annual salary $100,000, bonus up to 20%, option grant for 5,000 shares vesting over three years. - New consulting agreement with Jerome Dvonch Consulting, LLC at $20,000/month, effective August 15, 2023, with Dvonch continuing as interim CFO. - Dvonch's vested equity awards extended by one extra month per month of continued service, capped by current plan provisions. - Dal Poggetto will work part-time, reporting to interim CFO Dvonch; role is at-will with standard benefits and 3 weeks vacation. - No changes to other executive officers or board composition disclosed. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1367083/000168316823004933/0001683168-23-004933-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1367083/000168316823004933/sonoma_8k.htm HTML page: https://secwatch.observer/filing/0001683168-23-004933 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer