---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-23-006077"
form_type: "8-K"
ticker: "AUUD"
cik: "0001554818"
company_name: "AUDDIA INC."
filed_at: "2023-08-25T23:59:59+00:00"
generated_at: "2026-06-11T03:28:34.507535+00:00"
event_type: "regulatory"
sentiment: "neutral"
materiality_score: 0.4
calibrated_materiality_score: 0.4
confidence: "high"
source: SEC EDGAR
---

# Auddia files Q2 10-Q after receiving Nasdaq delinquency notice

## Summary
- Received Nasdaq notice on Aug 23 for failing to timely file Q2 2023 Form 10-Q; no immediate trading impact.
- Filed the delinquent Form 10-Q on Aug 24, 2023; believes Nasdaq compliance is regained.
- Delay attributed to new independent accountant CohnReznick LLP completing review of interim financials.
- Under Nasdaq rules, had until Oct 22, 2023 to submit a compliance plan, but filing resolved the issue.

## SEC filing metadata
- accession: 0001683168-23-006077
- form_type: 8-K
- ticker: AUUD
- cik: 0001554818
- company_name: AUDDIA INC.
- filed_at: 2023-08-25T23:59:59+00:00
- event_type: regulatory
- sentiment: neutral
- materiality_score: 0.4
- calibrated_materiality_score: 0.4
- confidence: high
- sec_items: 2.02, 8.01, 3.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1554818/000168316823006077/0001683168-23-006077-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1554818/000168316823006077/auddia_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-23-006077
- JSON: https://secwatch.observer/filing/0001683168-23-006077.json
- Plain text: https://secwatch.observer/filing/0001683168-23-006077.txt

## Key facts
- Listing & Compliance Notices
  AUDDIA INC. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: noncompliance notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: August 23, 2023, the Company received a notice from Nasdaq notifying the Company that because the Company remains delinquent in filing its Form 10-Q, the Company no longer complies with Nasdaq Listing Rule 5250(c)(1), which requires companies with securities listed on Nasdaq to timely file all required periodic reports with the SEC. The notice received from Nasdaq has no immediate effect on the listing or trading of the Company’s securities on Nasdaq. However, if the Company would fail to timely regain compliance with Rule 5250(c)(1), the Company’s securities would be subject to delisting from
  evidence_url: https://www.sec.gov/Archives/edgar/data/1554818/000168316823006077/0001683168-23-006077-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.