---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-23-006177"
form_type: "8-K"
ticker: "AUUD"
cik: "0001554818"
company_name: "AUDDIA INC."
filed_at: "2023-08-30T23:59:59+00:00"
generated_at: "2026-06-11T01:57:57.857521+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Auddia regains Nasdaq compliance on late filing and equity; appoints Haynie & Company as auditor

## Summary
- Filed Form 10-Q on Aug 24, 2023, curing delinquency; Nasdaq confirmed compliance on Aug 25.
- Reported stockholders' equity of $4.3M as of June 30, 2023, meeting Nasdaq's $2.5M minimum; compliance restored.
- Auditor CohnReznick resigned effective upon filing 10-Q; noted material weaknesses in internal controls at March 31 and June 30.
- Audit Committee engaged Haynie & Company as new independent auditor on Aug 29, 2023 for FY2023.

## SEC filing metadata
- accession: 0001683168-23-006177
- form_type: 8-K
- ticker: AUUD
- cik: 0001554818
- company_name: AUDDIA INC.
- filed_at: 2023-08-30T23:59:59+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 3.01, 4.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1554818/000168316823006177/0001683168-23-006177-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1554818/000168316823006177/auddia_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-23-006177
- JSON: https://secwatch.observer/filing/0001683168-23-006177.json
- Plain text: https://secwatch.observer/filing/0001683168-23-006177.txt

## Key facts
- Auditor Changes
  AUDDIA INC. engaged Haynie & Company as its auditor.
  - Action: engagement
  - Auditor: Haynie & Company
  source text: the Company engaged Haynie & Company as the Company's new independent registered public accounting firm
  evidence_url: https://www.sec.gov/Archives/edgar/data/1554818/000168316823006177/0001683168-23-006177-index.htm
- Auditor Changes
  CohnReznick LLP resigned as auditor of AUDDIA INC..
  - Action: resignation
  - Auditor: CohnReznick LLP
  - Successor: Haynie & Company
  source text: (a) Resignation of CohnReznick As previously disclosed, on July 10, 2023, the Audit Committee of the Company was notified by CohnReznick LLP (“CohnReznick”), the Company’s independent registered public accounting firm, of its decision to resign as the independent registered public accounting firm of the Company effective upon the filing of the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2023. Upon the filing of the Form 10-Q on August 24, 2023, CohnReznick resigned. 2 The Company engaged CohnReznick as its independent registered public accounting firm on May 8, 2023 (the “CR Engagement Date”), following the completion of
  evidence_url: https://www.sec.gov/Archives/edgar/data/1554818/000168316823006177/0001683168-23-006177-index.htm
- Listing & Compliance Notices
  AUDDIA INC. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: stockholders equity
  - Rules: 5550(b)(1)
  source text: satisfy Listing Rule 5550(b)(1). In its quarterly report on Form 10-Q for the period ended June 30, 2023 filed on August 24, 2023, the Company reported stockholders’ equity of $4,331,778. On August 25, 2023, Nasdaq confirmed that the Company had regained compliance with Rule 5550(b)(1) and that this matter is now closed.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1554818/000168316823006177/0001683168-23-006177-index.htm
- Listing & Compliance Notices
  AUDDIA INC. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).
  - Exchange: nasdaq
  - Notice: deficiency notice
  - Deficiency: late filing
  - Rules: 5250(c)(1)
  source text: August 23, 2023, the Company received a notice from Nasdaq notifying the Company that because the Company remained delinquent in filing its Form 10-Q, the Company no longer complied with Nasdaq Listing Rule 5250(c)(1), which requires companies with securities listed on Nasdaq to timely file all required periodic reports with the SEC. The Company filed the Form 10-Q on August 24, 2023. On August 25, 2023, Nasdaq confirmed that the Company had regained compliance with Rule 5250(c)(1) and that this matter is now closed. Resolution of Nasdaq Notice Regarding Stockholders’ Equity Requirement As pre
  evidence_url: https://www.sec.gov/Archives/edgar/data/1554818/000168316823006177/0001683168-23-006177-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.