secwatch.observer — SEC 8-K summary ====================================== Issuer: AUDDIA INC. (AUUD) CIK: 0001554818 Form: 8-K Filed at: 2023-08-30T23:59:59+00:00 Accession: 0001683168-23-006177 Event type: regulatory Sentiment: positive Materiality: 0.60 Item codes: 3.01, 4.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Auddia regains Nasdaq compliance on late filing and equity; appoints Haynie & Company as auditor -------------------------------------------------------------------------------- - Filed Form 10-Q on Aug 24, 2023, curing delinquency; Nasdaq confirmed compliance on Aug 25. - Reported stockholders' equity of $4.3M as of June 30, 2023, meeting Nasdaq's $2.5M minimum; compliance restored. - Auditor CohnReznick resigned effective upon filing 10-Q; noted material weaknesses in internal controls at March 31 and June 30. - Audit Committee engaged Haynie & Company as new independent auditor on Aug 29, 2023 for FY2023. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1554818/000168316823006177/0001683168-23-006177-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1554818/000168316823006177/auddia_8k.htm HTML page: https://secwatch.observer/filing/0001683168-23-006177 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer