secwatch / observer
8-K filed September 27, 2023, 7:59 PM ET ticker EMPD CIK 0001829794
debt confidence high sentiment neutral materiality 0.75

Volcon amends convertible notes: maturity extended, cash covenant eased, all assets pledged as collateral

Empery Digital Inc.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Empery Digital Inc. entered into Guaranty Agreement with Volcon Subsidiaries; Empery Tax Efficient, LP (as collateral agent) valued at Volcon Subsidiaries guaranteed payment of Notes (effective 2023-09-22).

Action
entry
Agreement
credit facility
Counterparty
Volcon Subsidiaries; Empery Tax Efficient, LP (as collateral agent)
Value
Volcon Subsidiaries guaranteed payment of Notes
Effective
2023-09-22
Exact text from the filing
On September 22, 2023, the Volcon Subsidiaries entered into a guaranty agreement (the “Guaranty Agreement”) with in favor of Empery Tax Efficient, LP, in its capacity as collateral agent with respect to the Notes
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Empery Digital Inc. entered into Security Agreement with Empery Tax Efficient, LP (as collateral agent) valued at Company granted security interest in all assets as collateral for Notes (effective 2023-09-22).

Action
entry
Counterparty
Empery Tax Efficient, LP (as collateral agent)
Value
Company granted security interest in all assets as collateral for Notes
Effective
2023-09-22
Exact text from the filing
On September 22, 2023, the Company, Volcon ePowersports, LLC, a Delaware limited liability company, a wholly owned subsidiary of the Company (“Volcon Delaware”), and Volcon ePowersports, LLC, a Colorado limited liability company, a wholly owned subsidiary of the Company (“Volcon Colorado” and with Volcon Delaware, the “Volcon Subsidiaries”), entered into a security agreement (the “Security Agreement”) in favor of Empery Tax Efficient, LP, in its capacity as collateral agent with respect to the Notes
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Empery Digital Inc. entered into Note Amendment with Empery Asset Master, LTD; Empery Tax Efficient, LP; Empery Debt Opportunity Fund, LP valued at Amendment of senior convertible notes; extension of maturity to January 31, 2025; reduction of cash (effective 2023-09-14).

Action
entry
Agreement
credit facility
Counterparty
Empery Asset Master, LTD; Empery Tax Efficient, LP; Empery Debt Opportunity Fund, LP
Value
Amendment of senior convertible notes; extension of maturity to January 31, 2025; reduction of cash
Effective
2023-09-14
Exact text from the filing
On September 14, 2023, Volcon, Inc. (the “Company”), entered into a note amendment (the “Note Amendment”) with Empery Asset Master, LTD, Empery Tax Efficient, LP and Empery Debt Opportunity Fund, LP (collectively, the “Investors”) pursuant to which the Investors agreed to take the following actions with respect to the amended and restated senior convertible Series A and Series B notes dated as of May 24, 2023 and the new senior convertible notes as of May 24, 2023 (collectively, the “Notes”) previously issued to the Investors : (i) to extend the maturity date from February 24, 2024 to January 31, 2025; (ii) the Notes required us to have unrestricted and unencumbered cash on deposit of $10,000,000 on December 31, 2023. The Note Amendment reduced the cash requirement to $5,000,000 and extended the requirement date to June 30, 2024
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.85

Empery Digital Inc. entered into Vendor Warrants Agreement with Empery Asset Master, LTD; Empery Tax Efficient, LP; Empery Debt Opportunity Fund, LP valued at Company authorized to grant vendor warrants to purchase up to 2 million shares; no Dilutive Issuance (effective 2023-09-22).

Action
entry
Counterparty
Empery Asset Master, LTD; Empery Tax Efficient, LP; Empery Debt Opportunity Fund, LP
Value
Company authorized to grant vendor warrants to purchase up to 2 million shares; no Dilutive Issuance
Effective
2023-09-22
Exact text from the filing
On September 22, 2023, the Company and the Investors entered into an agreement to allow the Company to grant a Company vendor a warrant to purchase up to 2 million shares of Company common stock (the “Vendor Warrants”) prior to September 30, 2023
View on SEC.gov

38 material agreements filed in the last 30 days. Browse all material agreements →

Empery Digital Inc. filing history →

Source: SEC EDGAR
accession 0001683168-23-006778
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