---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-23-008420"
form_type: "8-K"
ticker: "ACON"
cik: "0001635077"
company_name: "Aclarion, Inc."
filed_at: "2023-11-22T23:59:59+00:00"
generated_at: "2026-06-07T22:15:17.946118+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.4
calibrated_materiality_score: 0.4
confidence: "high"
source: SEC EDGAR
---

# Aclarion closes $250K unsecured note financing with 8% interest and warrants

## Summary
- Gross proceeds of $250,000 from accredited investors via unsecured non-convertible notes.
- Notes have $294,117.65 principal (15% OID), 8% interest, mature April 19, 2024.
- Issued 744,890 warrants with $0.2865 exercise price, 5-year term, full ratchet anti-dilution.
- Issued 148,978 commitment shares and 25,210 pre-funded warrants to placement agent.
- Proceeds for general corporate purposes; registration rights for resale of securities.

## SEC filing metadata
- accession: 0001683168-23-008420
- form_type: 8-K
- ticker: ACON
- cik: 0001635077
- company_name: Aclarion, Inc.
- filed_at: 2023-11-22T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.4
- calibrated_materiality_score: 0.4
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1635077/000168316823008420/0001683168-23-008420-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1635077/000168316823008420/acon_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-23-008420
- JSON: https://secwatch.observer/filing/0001683168-23-008420.json
- Plain text: https://secwatch.observer/filing/0001683168-23-008420.txt

## Key facts
- Material Agreements
  Aclarion, Inc. entered into securities purchase agreement with accredited investors valued at $250,000 (effective 2023-11-21).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: accredited investors
  - Value: $250,000
  - Effective: 2023-11-21
  source text: On November 21, 2023, Aclarion, Inc. (the “Company”, “we” and “us”) entered into a securities purchase agreement with accredited investors for an unsecured non-convertible note financing. The Company has received $250,000 of gross proceeds in connection with the closing of this financing.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1635077/000168316823008420/0001683168-23-008420-index.htm
- Material Agreements
  Aclarion, Inc. entered into registration rights agreement with inferred from context (the investors) (effective 2023-11-21).
  - Action: entry
  - Counterparty: inferred from context (the investors)
  - Effective: 2023-11-21
  source text: Pursuant to a registration rights agreement, the Company has agreed to file, not later than the 30th day following the closing, with the Securities and Exchange Commission a registration statement (the “Registration Statement”) relating to the resale by the investors of (i) all of the commitment shares, and (ii) all of the shares of Common Stock issuable upon the exercise of the warrants.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1635077/000168316823008420/0001683168-23-008420-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.
