secwatch.observer — SEC 8-K summary
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Issuer:     SPI Energy Co., Ltd. (—)
CIK:        0001210618
Form:       8-K
Filed at:   2024-04-25T23:59:59+00:00
Accession:  0001683168-24-002698
Event type: regulatory
Sentiment:  negative
Materiality: 0.60
Item codes: 3.01
LLM model:  deepseek-v4-flash:cloud@v2

SPI Energy transfers to Nasdaq Capital Market; gets second 180-day bid price compliance period until Oct 14, 2024
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- Transfer from Nasdaq Global Select to Nasdaq Capital Market effective Apr 25, 2024; symbol remains SPI.
- Second 180-day compliance period for minimum $1.00 bid price runs through Oct 14, 2024.
- Company must show closing bid at $1.00+ for 10 consecutive business days to regain compliance.
- Company disclosed it may effect a reverse stock split to cure the bid price deficiency.
- If not compliant by Oct 14, 2024, shares face delisting; Company may appeal to Nasdaq Hearings Panel.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1210618/000168316824002698/0001683168-24-002698-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1210618/000168316824002698/spi_8k.htm
  HTML page:      https://secwatch.observer/filing/0001683168-24-002698

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