secwatch.observer — SEC 8-K summary ====================================== Issuer: APPLIED OPTOELECTRONICS, INC. (AAOI) CIK: 0001158114 Form: 8-K Filed at: 2024-06-07T23:59:59+00:00 Accession: 0001683168-24-004054 Event type: other_material Sentiment: negative Materiality: 0.15 Item codes: 5.07 LLM model: deepseek-v4-flash:cloud@v2 Applied Optoelectronics shareholders reject proposal to increase equity plan shares by 2M -------------------------------------------------------------------------------- - Proposal 5 (2021 Equity Incentive Plan amendment for 2M additional shares) failed with 6,739,828 for, 10,340,097 against. - Proposal 6 (CEO PSU grant approval) passed: 15,067,633 for, 1,775,241 against. - All director nominees elected: William Yeh (12,883,866 for, 4,397,128 withheld), Cynthia DeLaney (16,386,831 for, 894,163 withheld). - Ratification of Grant Thornton LLP as auditor approved: 25,518,024 for, 159,790 against. - Advisory say-on-pay passed (15,242,588 for); frequency set to one year (16,870,029 votes); company will hold annual advisory votes. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1158114/000168316824004054/0001683168-24-004054-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1158114/000168316824004054/appliedopto_8k.htm HTML page: https://secwatch.observer/filing/0001683168-24-004054 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer