secwatch.observer — SEC 8-K summary ====================================== Issuer: Sonoma Pharmaceuticals, Inc. (SNOA) CIK: 0001367083 Form: 8-K Filed at: 2024-08-23T23:59:59+00:00 Accession: 0001683168-24-005980 Event type: other_material Sentiment: neutral Materiality: 0.20 Item codes: 8.01, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Sonoma Pharmaceuticals files prospectus supplement for existing at-the-market equity offering -------------------------------------------------------------------------------- - Company entered into Equity Distribution Agreement with Maxim Group LLC on Dec 15, 2023, amended March 8, 2024. - Prospectus supplement filed Aug 23, 2024 for sales of common stock under effective S-3 registration statement. - Shares may be offered and sold through Maxim as sales agent or principal, at-the-market. - Legal opinion of Polsinelli PC regarding share validity filed as Exhibit 5.1. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1367083/000168316824005980/0001683168-24-005980-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1367083/000168316824005980/sonoma_8k.htm HTML page: https://secwatch.observer/filing/0001683168-24-005980 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer