secwatch.observer — SEC 8-K summary
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Issuer:     Sonoma Pharmaceuticals, Inc. (SNOA)
CIK:        0001367083
Form:       8-K
Filed at:   2024-09-20T23:59:59+00:00
Accession:  0001683168-24-006556
Event type: other_material
Sentiment:  neutral
Materiality: 0.20
Item codes: 8.01, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Sonoma Pharmaceuticals files prospectus supplement for existing ATM equity offering with Maxim Group
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- Company entered Equity Distribution Agreement with Maxim Group on Dec 15, 2023, amended March 8, 2024.
- Prospectus supplement filed Sept 20, 2024 under effective S-3 registration statement (File No. 333-275311).
- Shares sold under ATM via Maxim as sales agent; no specific number or amount disclosed in filing.
- Polsinelli PC opinion on validity of shares filed as Exhibit 5.1.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/1367083/000168316824006556/0001683168-24-006556-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/1367083/000168316824006556/sonoma_8k.htm
  HTML page:      https://secwatch.observer/filing/0001683168-24-006556

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