secwatch.observer — SEC 8-K summary
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Issuer:     AETHLON MEDICAL INC (AEMD)
CIK:        0000882291
Form:       8-K
Filed at:   2025-03-17T23:59:59+00:00
Accession:  0001683168-25-001631
Event type: other_material
Sentiment:  neutral
Materiality: 0.65
Item codes: 1.01, 3.02, 3.03, 9.01
LLM model:  deepseek-v4-flash:cloud@v2

Aethlon Medical raises ~$2.3M via warrant exercise inducement, issues new warrants
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- Gross proceeds of approximately $2,316,320 from exercise of 6,200,000 Existing Warrants at reduced price of $0.3736/share.
- Holder received new unregistered warrants to purchase 200% of the exercised shares at $0.3736, exercisable after 6 months for 5.5 years.
- Company issued 6,200,000 shares of common stock; net proceeds for working capital and general corporate purposes.
- Stockholder approval required to retroactively approve the reset exercise price provision in the new warrants.
- Placement agent Maxim Group LLC received 6.0% cash fee ($138,979) plus $15,000 expenses.

Source:
  EDGAR index:    https://www.sec.gov/Archives/edgar/data/882291/000168316825001631/0001683168-25-001631-index.htm
  Primary doc:    https://www.sec.gov/Archives/edgar/data/882291/000168316825001631/aemd_8k.htm
  HTML page:      https://secwatch.observer/filing/0001683168-25-001631

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