secwatch.observer — SEC 8-K summary ====================================== Issuer: NOCERA, INC. (NCRA) CIK: 0001756180 Form: 8-K Filed at: 2025-08-29T23:59:59+00:00 Accession: 0001683168-25-006587 Event type: debt Sentiment: neutral Materiality: 0.75 Item codes: 1.01, 5.03, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Nocera raises $3.15M initial close of Series B preferred; up to $13.5M total ---------------------------------------------------------------------------- - Issued 3,500 Series B Convertible Non-Voting Preferred shares at $910 each for $3.15M initial closing. - Agreement allows up to 10,000 additional Series B shares at $910 per $1,000 stated value. - Series B carries 9% annual dividend payable monthly in cash or common stock. - Preferred convertible to common at holder's option, with 4.99% or 9.99% beneficial ownership limit. - Company must seek stockholder approval for conversion shares within 60 days under Nasdaq rules. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1756180/000168316825006587/0001683168-25-006587-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1756180/000168316825006587/nocera_8k.htm HTML page: https://secwatch.observer/filing/0001683168-25-006587 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer