secwatch.observer — SEC 8-K summary ====================================== Issuer: Sonoma Pharmaceuticals, Inc. (SNOA) CIK: 0001367083 Form: 8-K Filed at: 2025-10-09T23:59:59+00:00 Accession: 0001683168-25-007478 Event type: leadership Sentiment: neutral Materiality: 0.40 Item codes: 5.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 CEO Amy Trombly amends employment agreement; COO Bruce Thornton retires, position eliminated -------------------------------------------------------------------------------- - CEO Amy Trombly's base salary set at $475,000 per annum; target annual bonus of 50% of base salary. - CEO severance: termination without cause or for Good Reason: 1x base salary paid via payroll; COBRA up to 12 months. - CEO change-in-control severance: 2x base salary + 2x target bonus; COBRA up to 24 months. - COO Bruce Thornton to retire on Dec 2, 2025; position eliminated; severance $300,000 plus COBRA up to 12 months. - COO's time-based equity awards fully vest; performance-based awards remain per terms. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1367083/000168316825007478/0001683168-25-007478-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1367083/000168316825007478/sonoma_8k.htm HTML page: https://secwatch.observer/filing/0001683168-25-007478 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer