---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-25-008084"
form_type: "8-K"
ticker: "NCRA"
cik: "0001756180"
company_name: "NOCERA, INC."
filed_at: "2025-11-07T23:59:59+00:00"
generated_at: "2026-05-16T23:06:03.117428+00:00"
event_type: "debt"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Nocera closes $8M initial tranche of up to $300M secured convertible note facility

## Summary
- Initial note principal $8M at 9% interest (18% on default), matures Nov 3, 2027.
- Conversion price is lower of $2.01 or 93% of 10-day VWAP, subject to floor price.
- Note is senior secured by substantially all assets acquired with proceeds.
- Beneficial ownership limitation of 4.99% (adjustable to 9.99% after 61 days).
- Issued under Section 4(a)(2)/Rule 506(b) to accredited investor; program permits up to $300M total.

## SEC filing metadata
- accession: 0001683168-25-008084
- form_type: 8-K
- ticker: NCRA
- cik: 0001756180
- company_name: NOCERA, INC.
- filed_at: 2025-11-07T23:59:59+00:00
- event_type: debt
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 2.03, 3.02
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1756180/000168316825008084/0001683168-25-008084-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1756180/000168316825008084/nocera_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-25-008084
- JSON: https://secwatch.observer/filing/0001683168-25-008084.json
- Plain text: https://secwatch.observer/filing/0001683168-25-008084.txt

## Key facts
- Debt Financings
  NOCERA, INC. incurred convertible notes of $8,000,000 with Investor at nine percent (9%) per annum maturing November 3, 2027.
  - Instrument: convertible notes
  - Principal: $8,000,000
  - Counterparty: Investor
  - Rate: nine percent (9%) per annum
  - Maturity: November 3, 2027
  - Event: incurrence
  source text: On November 3, 2025, the Company consummated the initial closing under the Purchase Agreement, pursuant to which it issued to the Investor a senior secured convertible note in the principal amount of $8,000,000 (the “Initial Note”) for a purchase price of $7,280,000.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1756180/000168316825008084/0001683168-25-008084-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.