---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-25-009234"
form_type: "8-K"
ticker: "FCUV"
cik: "0001590418"
company_name: "FOCUS UNIVERSAL INC."
filed_at: "2025-12-17T23:59:59+00:00"
generated_at: "2026-05-16T12:55:07.714464+00:00"
event_type: "other_material"
sentiment: "positive"
materiality_score: 0.75
confidence: "high"
source: SEC EDGAR
---

# Focus Universal regains Nasdaq compliance via $3M Series A conversion

## Summary
- Raised $3M from sale of 750K Series A Preferred at $4/share, led by Chairman Edward Lee.
- All Series A converted to 825K restricted common; Chairman received 550K shares.
- Believes stockholders' equity now at least $2.5M, meeting Nasdaq Equity Rule 5550(b)(1).
- Awaits formal Nasdaq confirmation; delisting risk from low MVLS rule addressed.

## SEC filing metadata
- accession: 0001683168-25-009234
- form_type: 8-K
- ticker: FCUV
- cik: 0001590418
- company_name: FOCUS UNIVERSAL INC.
- filed_at: 2025-12-17T23:59:59+00:00
- event_type: other_material
- sentiment: positive
- materiality_score: 0.75
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1590418/000168316825009234/0001683168-25-009234-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1590418/000168316825009234/focus_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-25-009234
- JSON: https://secwatch.observer/filing/0001683168-25-009234.json
- Plain text: https://secwatch.observer/filing/0001683168-25-009234.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.