---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-26-000168"
form_type: "8-K"
ticker: "ACON"
cik: "0001635077"
company_name: "Aclarion, Inc."
filed_at: "2026-01-09T23:59:59+00:00"
generated_at: "2026-05-16T11:04:04.885756+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Aclarion raises ~$10.36M via registered direct offering of common stock and pre-funded warrants

## Summary
- 200,000 shares at $5.18 each; pre-funded warrants for 1.8M shares at $0.00001 exercise price.
- Gross proceeds ~$10.36M; net to fund market development, Clarity Trial, product dev, and G&A.
- Pre-funded warrants immediately exercisable with 4.99%/9.99% beneficial ownership limitation.
- Closing expected Jan 9, 2026; Dawson James Securities is placement agent at 6.0% fee.

## SEC filing metadata
- accession: 0001683168-26-000168
- form_type: 8-K
- ticker: ACON
- cik: 0001635077
- company_name: Aclarion, Inc.
- filed_at: 2026-01-09T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1635077/000168316826000168/0001683168-26-000168-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1635077/000168316826000168/aclarion_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-26-000168
- JSON: https://secwatch.observer/filing/0001683168-26-000168.json
- Plain text: https://secwatch.observer/filing/0001683168-26-000168.txt

## Key facts
- Material Agreements
  Aclarion, Inc. entered into Securities Purchase Agreement with the purchasers named therein valued at 200,000 shares of common stock at $5.18 per share and pre-funded warrants to purchase up to 1,800,00 (effective 2026-01-08).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: the purchasers named therein
  - Value: 200,000 shares of common stock at $5.18 per share and pre-funded warrants to purchase up to 1,800,00
  - Effective: 2026-01-08
  source text: On January 8, 2026, Aclarion, Inc. (the “ Company ”) entered into a Securities Purchase Agreement (the “ Purchase Agreement ”) with the purchasers named therein. Pursuant to the terms of the Purchase Agreement, the Company agreed to sell, in a registered direct offering (the “ Offering ”), an aggregate of (i) 200,000 shares (the “ Shares ”) of its common stock, par value $0.00001 per share (“ Common Stock ”), at a price per share of $5.18 (or pre-funded warrant in lieu thereof); and (ii) pre-funded warrants (the “ Pre-funded Warrants ”) to purchase up to 1,800,000 shares of Common Stock.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1635077/000168316826000168/0001683168-26-000168-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.