---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-26-000482"
form_type: "8-K"
ticker: "NEOV"
cik: "0001748137"
company_name: "NeoVolta Inc."
filed_at: "2026-01-23T23:59:59+00:00"
generated_at: "2026-05-16T08:27:49.402656+00:00"
event_type: "other_material"
sentiment: "negative"
materiality_score: 0.7
calibrated_materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# NeoVolta raises ~$10M in registered direct offering at $4.76/share; Q2 rev guidance $4.4-4.6M

## Summary
- 2,100,841 shares sold at $4.76 each; gross proceeds ~$10M; closing expected Jan 26, 2026.
- Net proceeds for working capital and general corporate purposes.
- Preliminary Q2 FY2026 (Dec 31, 2025) revenue guidance $4.4M-$4.6M; gross profit $700K-$800K.
- Cash and cash equivalents as of Dec 31, 2025 only $242,434.

## SEC filing metadata
- accession: 0001683168-26-000482
- form_type: 8-K
- ticker: NEOV
- cik: 0001748137
- company_name: NeoVolta Inc.
- filed_at: 2026-01-23T23:59:59+00:00
- event_type: other_material
- sentiment: negative
- materiality_score: 0.7
- calibrated_materiality_score: 0.7
- confidence: high
- sec_items: 1.01, 2.02, 7.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1748137/000168316826000482/0001683168-26-000482-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1748137/000168316826000482/neovolta_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-26-000482
- JSON: https://secwatch.observer/filing/0001683168-26-000482.json
- Plain text: https://secwatch.observer/filing/0001683168-26-000482.txt

## Key facts
- Material Agreements
  NeoVolta Inc. entered into RDO Purchase Agreement with the purchasers named therein valued at approximately $10 million (effective 2026-01-22).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: the purchasers named therein
  - Value: approximately $10 million
  - Effective: 2026-01-22
  source text: On January 22, 2026, NeoVolta Inc., a Nevada corporation (the “Company”), entered into a securities purchase agreement (the “RDO Purchase Agreement”) with the purchasers named therein (the “Purchasers”), pursuant to which the Company agreed to issue and sell to the Purchasers, in a registered direct offering (the “Registered Direct Offering”), 2,100,841 shares (the “Shares”) of the Company’s common stock, $0.001 par value per share (the “Common Stock”).
  evidence_url: https://www.sec.gov/Archives/edgar/data/1748137/000168316826000482/0001683168-26-000482-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.