---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-26-002816"
form_type: "8-K"
ticker: "FCUV"
cik: "0001590418"
company_name: "FOCUS UNIVERSAL INC."
filed_at: "2026-04-10T23:59:59+00:00"
generated_at: "2026-05-15T06:40:39.526268+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.65
confidence: "high"
source: SEC EDGAR
---

# Focus Universal closes $4.0M private placement of Common Units and warrants

## Summary
- Gross proceeds of $4.0M from sale of 1,117,318 units at $3.58/unit.
- Each unit: 1 share (or pre-funded warrant at $0.00001) + Series A warrant ($3.33, 24 mo) + Series B warrant ($3.33, 60 mo).
- Aegis Capital Corp acted as placement agent receiving 7% commission.
- Net proceeds for general corporate purposes and working capital.
- Warrants have 4.99% beneficial ownership limitation (can be increased to 9.99% after 61 days).

## SEC filing metadata
- accession: 0001683168-26-002816
- form_type: 8-K
- ticker: FCUV
- cik: 0001590418
- company_name: FOCUS UNIVERSAL INC.
- filed_at: 2026-04-10T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.65
- confidence: high
- sec_items: 1.01, 3.02, 8.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1590418/000168316826002816/0001683168-26-002816-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1590418/000168316826002816/focus_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-26-002816
- JSON: https://secwatch.observer/filing/0001683168-26-002816.json
- Plain text: https://secwatch.observer/filing/0001683168-26-002816.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.