---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-26-003225"
form_type: "8-K"
ticker: "AUUD"
cik: "0001554818"
company_name: "AUDDIA INC."
filed_at: "2026-04-27T23:59:59+00:00"
generated_at: "2026-05-15T03:51:23.768498+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.8
calibrated_materiality_score: 0.8
confidence: "high"
source: SEC EDGAR
---

# Auddia Inc. commences public offering of common stock and warrants for gross proceeds of approximately $12 million

## Summary
- Offering includes 1,405,006 shares, pre-funded warrants for 3,679,737 shares, and common warrants for 5,084,743 shares.
- Offering price is $2.36 per share and associated common warrant; pre-funded warrants priced at $2.36 minus $0.001.
- Gross proceeds expected to be approximately $12 million; net proceeds after fees about $10.9 million.
- Net proceeds will be used for working capital and general corporate purposes.
- Dawson James Securities Inc. acts as placement agent with a 7% cash fee on gross proceeds.

## SEC filing metadata
- accession: 0001683168-26-003225
- form_type: 8-K
- ticker: AUUD
- cik: 0001554818
- company_name: AUDDIA INC.
- filed_at: 2026-04-27T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.8
- calibrated_materiality_score: 0.8
- confidence: high
- sec_items: 1.01, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1554818/000168316826003225/0001683168-26-003225-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1554818/000168316826003225/auddia_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-26-003225
- JSON: https://secwatch.observer/filing/0001683168-26-003225.json
- Plain text: https://secwatch.observer/filing/0001683168-26-003225.txt

## Key facts
- Material Agreements
  AUDDIA INC. entered into Engagement Letter with Dawson James Securities, Inc. valued at 7.0% of gross proceeds (effective 2026-03-04).
  - Action: entry
  - Agreement: underwriting
  - Counterparty: Dawson James Securities, Inc.
  - Value: 7.0% of gross proceeds
  - Effective: 2026-03-04
  source text: Pursuant to an engagement letter, dated as of March 4, 2026, as amended April 23, 2026 (the "Engagement Letter"), by and between the Company and Dawson James Securities, Inc. (the "Placement Agent"), the Company has agreed to pay the Placement Agent a total cash fee equal to 7.0% of the gross proceeds received in the Offering.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1554818/000168316826003225/0001683168-26-003225-index.htm
- Material Agreements
  AUDDIA INC. entered into Securities Purchase Agreement with certain institutional investors valued at $12,000,000 (effective 2026-04-24).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: certain institutional investors
  - Value: $12,000,000
  - Effective: 2026-04-24
  source text: On April 24, 2026, Auddia Inc. (the "Company") commenced a public offering for the issuance and sale of an aggregate of: (i) 1,405,006 shares (the "Shares") of the Company's common stock, $0.001 par value (the "Common Stock"), (ii) pre-funded warrants (the "Pre-funded Warrants") to purchase up to 3,679,737 shares of Common Stock and (iii) accompanying warrants (the "Common Warrants" and together with the Shares and the Pre-funded Warrants, the "Securities") to purchase up to 5,084,743 shares of Common Stock (the "Offering"). In connection with the Offering, the Company, entered into a Securities Purchase Agreement (the "Purchase Agreement") with certain institutional investors (the "Purchasers").
  evidence_url: https://www.sec.gov/Archives/edgar/data/1554818/000168316826003225/0001683168-26-003225-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.