---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-26-003298"
form_type: "8-K"
ticker: "AUUD"
cik: "0001554818"
company_name: "AUDDIA INC."
filed_at: "2026-04-29T23:59:59+00:00"
generated_at: "2026-05-15T01:46:54.620745+00:00"
event_type: "other_material"
sentiment: "neutral"
materiality_score: 0.6
calibrated_materiality_score: 0.6
confidence: "high"
source: SEC EDGAR
---

# Auddia exchanges 750 Series C preferred shares for 216,525 common shares at $3.91/share

## Summary
- Exchanged 750 Series C preferred shares (incl. accrued dividends) for 216,525 common shares at $3.91/share.
- No Series C preferred shares remain outstanding after the exchange; all converted to common equity.
- Exchange executed under Section 3(a)(9) exemption; no commission or remuneration paid.
- Transaction reduces preferred stock and dilutes common shares; no impact on operations or guidance.

## SEC filing metadata
- accession: 0001683168-26-003298
- form_type: 8-K
- ticker: AUUD
- cik: 0001554818
- company_name: AUDDIA INC.
- filed_at: 2026-04-29T23:59:59+00:00
- event_type: other_material
- sentiment: neutral
- materiality_score: 0.6
- calibrated_materiality_score: 0.6
- confidence: high
- sec_items: 1.01, 3.02, 9.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1554818/000168316826003298/0001683168-26-003298-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1554818/000168316826003298/auddia_i8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-26-003298
- JSON: https://secwatch.observer/filing/0001683168-26-003298.json
- Plain text: https://secwatch.observer/filing/0001683168-26-003298.txt

## Key facts
- Equity Issuances
  AUDDIA INC. issued 216,525 shares of common stock of common stock to accredited investors for exchange of 750 outstanding shares of Series C preferred stock.
  - Security: common stock
  - Shares: 216,525 shares of common stock
  - Purchaser: accredited investors
  - Consideration: exchange of 750 outstanding shares of Series C preferred stock
  source text: the Company entered into an exchange agreement (the “Exchange Agreement”) with the accredited investors to exchange 750 outstanding shares of the Company’s Series C preferred stock (including accrued dividends thereon) for 216,525 shares of common stock at an exchange price of $3.91 per common share
  evidence_url: https://www.sec.gov/Archives/edgar/data/1554818/000168316826003298/0001683168-26-003298-index.htm
- Material Agreements
  AUDDIA INC. entered into Exchange Agreement with accredited investors (effective 2026-04-23).
  - Action: entry
  - Agreement: equity purchase
  - Counterparty: accredited investors
  - Effective: 2026-04-23
  source text: On April 23, 2026, the Company entered into an exchange agreement (the “Exchange Agreement”) with the accredited investors to exchange 750 outstanding shares of the Company’s Series C preferred stock (including accrued dividends thereon) for 216,525 shares of common stock at an exchange price of $3.91 per common share.
  evidence_url: https://www.sec.gov/Archives/edgar/data/1554818/000168316826003298/0001683168-26-003298-index.htm

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.