secwatch.observer — SEC 8-K summary ====================================== Issuer: AUDDIA INC. (AUUD) CIK: 0001554818 Form: 8-K Filed at: 2026-04-29T23:59:59+00:00 Accession: 0001683168-26-003298 Event type: other_material Sentiment: neutral Materiality: 0.60 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Auddia exchanges 750 Series C preferred shares for 216,525 common shares at $3.91/share -------------------------------------------------------------------------------- - Exchanged 750 Series C preferred shares (incl. accrued dividends) for 216,525 common shares at $3.91/share. - No Series C preferred shares remain outstanding after the exchange; all converted to common equity. - Exchange executed under Section 3(a)(9) exemption; no commission or remuneration paid. - Transaction reduces preferred stock and dilutes common shares; no impact on operations or guidance. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1554818/000168316826003298/0001683168-26-003298-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1554818/000168316826003298/auddia_i8k.htm HTML page: https://secwatch.observer/filing/0001683168-26-003298 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer