secwatch.observer — SEC 8-K summary ====================================== Issuer: NOCERA, INC. (NCRA) CIK: 0001756180 Form: 8-K Filed at: 2026-05-26T12:45:59+00:00 Accession: 0001683168-26-004286 Event type: other_material Sentiment: neutral Materiality: 0.80 Item codes: 1.01, 3.02, 9.01 LLM model: deepseek-v4-flash:cloud@v2 Nocera enters $100M equity purchase facility; amends existing SPA ----------------------------------------------------------------- - Secures up to $100M equity purchase facility with institutional investor over 24 months. - Ownership capped at 4.99% (may increase to 9.99% with 61-day notice); exchange cap of 19.99% without shareholder approval. - Registration Rights Agreement requires initial registration statement filing within 45 days; use best efforts to make effective within 90 days. - First Amendment to Oct 2025 SPA allows proceeds from Additional Closings to be used for general corporate purposes, acquisitions, etc. - Curvature Securities LLC acts as placement agent; shares offered under Section 4(a)(2) exemption. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1756180/000168316826004286/0001683168-26-004286-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1756180/000168316826004286/nocera_8k.htm HTML page: https://secwatch.observer/filing/0001683168-26-004286 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer