---
schema_version: "secwatch.filing_event.v1"
accession: "0001683168-26-004299"
form_type: "8-K"
ticker: "FCUV"
cik: "0001590418"
company_name: "FOCUS UNIVERSAL INC."
filed_at: "2026-05-26T19:19:01+00:00"
generated_at: "2026-05-26T19:20:35.683008+00:00"
event_type: "regulatory"
sentiment: "positive"
materiality_score: 0.7
confidence: "high"
source: SEC EDGAR
---

# Focus Universal regains Nasdaq equity compliance after Series B conversion and $4M warrant offering

## Summary
- Company now believes it meets Nasdaq's $2.5M stockholders' equity minimum under Listing Rule 5550(b)(1).
- Majority holders converted 5,216 Series B shares into 665,328 common shares on April 6, 2026.
- Remaining Series B shares redeemed for $961,860 at $782/share; no Series B shares outstanding as of May 14, 2026.
- Closed $4M private placement with Armistice Capital on April 10, 2026; pre-funded warrant for 1,117,318 shares fully exercised.

## SEC filing metadata
- accession: 0001683168-26-004299
- form_type: 8-K
- ticker: FCUV
- cik: 0001590418
- company_name: FOCUS UNIVERSAL INC.
- filed_at: 2026-05-26T19:19:01+00:00
- event_type: regulatory
- sentiment: positive
- materiality_score: 0.7
- confidence: high
- sec_items: 8.01
- EDGAR index: https://www.sec.gov/Archives/edgar/data/1590418/000168316826004299/0001683168-26-004299-index.htm
- EDGAR primary document: https://www.sec.gov/Archives/edgar/data/1590418/000168316826004299/focus_8k.htm

## Machine-readable alternates
- HTML: https://secwatch.observer/filing/0001683168-26-004299
- JSON: https://secwatch.observer/filing/0001683168-26-004299.json
- Plain text: https://secwatch.observer/filing/0001683168-26-004299.txt

This AI-assisted summary is a reading aid. Review the linked SEC EDGAR filing before relying on any specific claim.