secwatch.observer — SEC 8-K summary ====================================== Issuer: FOCUS UNIVERSAL INC. (FCUV) CIK: 0001590418 Form: 8-K Filed at: 2026-05-26T19:19:01+00:00 Accession: 0001683168-26-004299 Event type: regulatory Sentiment: positive Materiality: 0.70 Item codes: 8.01 LLM model: deepseek-v4-flash:cloud@v2 Focus Universal regains Nasdaq equity compliance after Series B conversion and $4M warrant offering -------------------------------------------------------------------------------- - Company now believes it meets Nasdaq's $2.5M stockholders' equity minimum under Listing Rule 5550(b)(1). - Majority holders converted 5,216 Series B shares into 665,328 common shares on April 6, 2026. - Remaining Series B shares redeemed for $961,860 at $782/share; no Series B shares outstanding as of May 14, 2026. - Closed $4M private placement with Armistice Capital on April 10, 2026; pre-funded warrant for 1,117,318 shares fully exercised. Source: EDGAR index: https://www.sec.gov/Archives/edgar/data/1590418/000168316826004299/0001683168-26-004299-index.htm Primary doc: https://www.sec.gov/Archives/edgar/data/1590418/000168316826004299/focus_8k.htm HTML page: https://secwatch.observer/filing/0001683168-26-004299 License: Source filings: public domain (SEC EDGAR). Summaries (headline + bullets): CC-BY-4.0; attribute https://secwatch.observer